The Use of the Internet to Trade and Underwrite Securities

question 28

Multiple Choice

The use of the Internet to trade and underwrite securities

• A) is illegal under OSC regulations
• B) is regulated by the Toronto Stock Exchange
• C) is expected to grow quickly
• D) increases underwriting costs for a new security issue
• E) is regulated by the National Association of Securities Dealers
• The OSC permits trading and underwriting of securities over the Internet,but has required firms participating in this activity to take steps to safeguard investment funds.This form of underwriting is expected to grow quickly due to its lower cost.It is not regulated by either the NYSE or the NASD.

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Definitions:

Externalizing Problems

Behavioral issues manifested outwardly, such as aggression or disruptive behaviors, often in response to psychological distress.

Social Norms

Informal understandings that govern the behavior of members within a society, dictating what is considered acceptable or usual.

Physical Aggressive

Behavior that involves the use of physical force with the intention to harm or intimidate another person.

Positive Emotional Tone

A general attitude of optimism and positivity that influences one's emotional state and interactions with others.