The Floor Trader Is Best Described as

question 31

Multiple Choice

The floor trader is best described as

• A) an independent member of the exchange who owns a seat and handles overload work for commission brokers.
• B) someone who makes a market in one or more securities.
• C) a representative of a brokerage firm who is on the floor of the exchange.
• D) a frequent trader who performs no public function but executes trades for small investors.
• E) any counter party to a trade executed on the floor of the exchange.

---

Definitions:

Management

The process of planning, organizing, leading, and controlling resources to achieve organizational goals.

Key Competencies

Essential abilities and skills that an individual needs in order to be successful in a job or task.

Managerial

Pertaining to the activities, responsibilities, and skills related to managing an organization or a part of it.

Leadership Roles

Positions within an organization tasked with guiding, directing, and influencing others towards achieving collective goals.