Examlex
A new employee in the finance department prominently displays diplomas and past awards indicating his financial expertise.What contingency of power is this person trying to increase?
Sarbanes-Oxley Act
A law enacted in response to a number of major corporate and accounting scandals to protect shareholders and the general public from accounting errors and fraudulent practices in enterprises.
Securities And Exchange Commission
A U.S. government agency responsible for regulating the securities industry, enforcing federal securities laws, and overseeing the stock and options exchanges.
Due Diligence
A comprehensive appraisal or investigation of a business or person prior to signing a contract, or an act with a certain standard of care.
Registration Statement
A document filed with the Securities and Exchange Commission (SEC) that contains details about an investment offering for sale to the public.
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