Which of the Following Categories of Control Activities Is NOT

question 37

Multiple Choice

Which of the following categories of control activities is NOT considered a preventative control?

• A) Independent checks on performance
• B) Physical control over assets and records
• C) Adequate segregation of duties
• D) Proper procedures for authorization

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Definitions:

Monitor

This is the act of regularly observing and checking the progress or quality of something over a period of time to ensure it meets certain standards or criteria.

Notice-And-Comment Rulemaking

An administrative rulemaking procedure that involves the publication of a notice of a proposed rulemaking in the Federal Register, a comment period for interested parties to express their views on the proposed rule, and the publication of the agency’s final rule in the Federal Register.

Regulators

Entities or individuals responsible for enforcing laws and guidelines to ensure compliance within specific industries or activities.

Issuing

The process of formally supplying or distributing something, such as shares, bonds, or legal documents.