Identify the Statement Which Is True of Rule 10b-5

question 35

Multiple Choice

Identify the statement which is true of Rule 10b-5.

• A)Securities need not be registered under the 1933 Act or the 1934 Act for Rule 10b-5 to apply.
• B)The rule applies only to transactions executed on a securities exchange.
• C)The rule applies only to face-to-face transactions.
• D)A misstatement or omission of material fact,scienter,and reliance are not elements of Rule 10b-5.

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Definitions:

Determinants of Health

Various factors that influence an individual's health status, including social, economic, and physical environments, as well as the person's individual characteristics and behaviors.

Negative Health

A condition characterized by the decline or impairment of an individual’s physical, mental, or social well-being.

Tommy Douglas

Known as the father of Medicare in Canada, he was a politician who significantly contributed to the establishment of universal health care in the country.

Medicare

A federal health insurance program in the United States for people who are 65 years or older, certain younger people with disabilities, and people with End-Stage Renal Disease.