The Section of Sarbanes Oxley That Authorizes the SEC to Censure

question 38

Short Answer

The section of Sarbanes Oxley that authorizes the SEC to censure or deny any person the privilege of appearing or practicing before the SEC if that person is deemed to be unqualified, have acted in an unethical manner, or have aided and abetted in the violation of federal securities laws is ______________________________.

---

Definitions:

Political Agenda

A set of policies or objectives outlined by political parties, candidates, or organizations intending to influence public policy and decision making.

Encryption

A method used to convert data into a coded format to prevent unauthorized access.

Original Message

The initial communication or content sent in a conversation or electronic transmission before any replies or forwards.

Intended Receiver

The designated or targeted recipient of a message or communication, as in telecommunications, broadcasting, or data transmission contexts.