Examlex
The officer's reference to the need for Molly to obey duly authorized law is a reference to which of the following?
SEC
The Securities and Exchange Commission, a U.S. federal agency responsible for enforcing federal securities laws and regulating the securities industry.
CFA Institute Standards
Ethical and professional guidelines set by the CFA Institute that provide a framework for the conduct of investment professionals.
Professional Conduct
The behavior expected from members of a profession, upholding ethical standards and practices.
Government
An organization or system that governs and implements policies in a society or a specific geographic area.
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