If a Trade Is Made "In the Crowd," the Trade

question 20

Multiple Choice

If a trade is made "in the crowd," the trade has occurred:

• A)between a broker and a DMM.
• B)between two brokers.
• C)electronically on NASDAQ.
• D)onSuperDOT.
• E)on an ECN.

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Definitions:

Management

The process or practice of directing and controlling a group or organization towards achieving set goals or objectives.

Joint Venture

An association between two or more parties wherein the parties share profits and management responsibilities with respect to a specific project.

Community Fair

A public event organized within a community, often showcasing local arts, crafts, and culture, and providing entertainment and activities for the members of the community.

Management Rights

The prerogatives and authority granted to employers to operate and manage their business, including decisions about hiring, work assignments, processes, and disciplinary actions.