Which One of the Following Is a General Characteristic of a Securities

question 43

Multiple Choice

Which one of the following is a general characteristic of a securities broker?

• A)Trades from his or her own inventory
• B)Trades only foreign securities
• C)Trades listed securities in an auction market
• D)Trades electronically from any geographic location
• E)Is the principal trader of debt securities

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Definitions:

LAN

Short for Local Area Network, a computer network that interconnects computers within a limited area such as a residence, school, or office building.

Internet

A global system of interconnected computer networks that use the Internet Protocol suite (TCP/IP) to communicate between networks and devices.

DSL

Digital Subscriber Line; a family of technologies that provide internet access by transmitting digital data over the wires of a local telephone network.

Digital

Relating to, using, or characterized by computer technology that uses discrete values, often binary, for processing, storage, and transmission of data.