The Waiting Period Is the Time Between

question 57

Multiple Choice

The waiting period is the time between:

• A) hiring an underwriter and waiting to file the registration statement.
• B) filing the registration statement and the SEC's reviewing to determine the adequacy of the disclosure.
• C) the initial filing of the registration statement and its effective date.
• D) after the initial public offering has been sold and before the listing.

---

Definitions:

Greater-Than-Majority Vote

A voting requirement in decision-making processes that necessitates more than 50% of the votes to pass a motion or make a decision.

Unanimous Vote

A voting result where all participants agree on the decision or option presented without any dissent.

Shareholder Proxies

Legal authorizations granted by shareholders for someone else, often a board member, to vote on their behalf at company meetings.

Articles Or Bylaws

Written rules and regulations governing the structure and operations of a corporation or organization.