A Floor Broker on the NYSE Does Which One of the Following

question 95

Multiple Choice

A floor broker on the NYSE does which one of the following?

• A)supervises the commission brokers for a financial firm
• B)trades for his or her personal inventory
• C)executes orders on behalf of a commission broker
• D)maintains an inventory and takes the role of a specialist
• E)is charged with maintaining a liquid, orderly market

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Definitions:

Artificial Intelligence

The simulation of human intelligence processes by machines, particularly computer systems, including learning, reasoning, and self-correction.

Data Mart

A subset of a data warehouse, focused on a specific business line or team, that facilitates access to data to support decision-making processes.

Exception Report

A report generated by a management information system that shows conditions that are unusual or that need attention by system users.

Time-variant Data

Information that changes over time, requiring time-specific handling or analysis.