Which of the Following Is Not a Concern of Title

question 49

Multiple Choice

Which of the following is not a concern of Title V, Analyst Conflicts Of Interest?

• A) Prevents securities research analysts from being supervised by persons who are involved in investment banking activities.
• B) Limits the investment bankers' ability to pre-approve research reports.
• C) Limits the number of hours an analyst can spend on any one evaluation
• D) Protects research analysts who write negative reports from retaliation by their employers.

---

Definitions:

Clifford Sifton

A Canadian politician known for his role in promoting the immigration of settlers to the prairies in the early 20th century.

Bird Sanctuary

A designated area that provides habitat and protection for bird species to live and breed, often to conserve endangered species.

Conservation

The planned management of a natural resource to prevent exploitation, destruction, or neglect, ensuring its sustainability for future generations.

Resource Removal

The extraction of natural resources from the environment for human use, such as mining, logging, or fishing.