Full Disclosure of All Pertinent Investment Information in the Sale

question 23

Multiple Choice

Full disclosure of all pertinent investment information in the sale of new securities is a provision of the:

• A)Securities Act of 1933.
• B)Securities Exchange Act of 1934.
• C)Securities Acts Amendments of 1975.
• D)Sarbanes-Oxley Act of 2002.
• E)More than one of the above

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Definitions:

Offeree

The person or entity to whom an offer is made in contract law.

Effective

Producing a decided, decisive, or desired effect, often used to describe rules, policies, or products that achieve their goals.

Lefkowitz V. Great Minneapolis

A landmark case in contract law where it was ruled that an advertisement giving specific details to the public constitutes a binding offer which when accepted completes a contract.

Advertisement

Public communication that promotes the features, advantages, and qualities of a product, service, or brand.