Which One of the Following Is a General Characteristic of a Securities

question 43

Multiple Choice

Which one of the following is a general characteristic of a securities broker?

• A)Trades from his or her own inventory
• B)Trades only foreign securities
• C)Trades listed securities in an auction market
• D)Trades electronically from any geographic location
• E)Is the principal trader of debt securities

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Definitions:

Glass Bottle

A container made of glass used for storing drinks, condiments, or other liquids, appreciated for its ability to preserve flavor and prevent contamination.

Duty To Warn

The legal obligation to inform others of a known danger or risk to prevent harm.

High Blood Pressure

A medical condition in which the force of the blood against the artery walls is too high, often leading to health problems.

Over-The-Counter Drug

Medications that are legally sold directly to consumers without a prescription from a healthcare professional.