According to the Securities Act of 1933, Which of the Following

question 11

Multiple Choice

According to the Securities Act of 1933, which of the following is illegal during the waiting period?

• A) Soliciting buyers for a company's securities.
• B) Receiving offers to buy a company's securities.
• C) Selling security subject to the act.
• D) Soliciting through the use of a summary prospectus.
• E) Soliciting offers for later acceptance.