What Is the Form Called That Is Filed with the SEC

question 65

Multiple Choice

What is the form called that is filed with the SEC and discloses the material information on a securities issuer when that issuer offers new securities to the general public?

• A)prospectus
• B)red herring
• C)indenture
• D)public disclosure statement
• E)registration statement

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Definitions:

Business Firms

Entities involved in commercial, industrial, or professional activities, aimed at generating profits.

Public Good

A service or product offered to every member of a society for free, by either a governmental entity or a private organization or person, with no intention of making a profit.

Tennessee Valley Authority

A U.S. government corporation established in 1933 to address issues related to flooding, electricity generation, and economic development in the Tennessee Valley region.

Consumption

The use of goods and services by households, constituting a primary component of GDP.