A Floor Broker on the NYSE Does Which One of the Following

question 95

Multiple Choice

A floor broker on the NYSE does which one of the following?

• A)supervises the commission brokers for a financial firm
• B)trades for his or her personal inventory
• C)executes orders on behalf of a commission broker
• D)maintains an inventory and takes the role of a specialist
• E)is charged with maintaining a liquid, orderly market

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Definitions:

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