Which of the Following Is Not Required Under the CFA

question 39

Multiple Choice

Which of the following is not required under the CFA Institute Standards of Professional Conduct?

• A)knowledge of all applicable laws, rules and regulations
• B)disclosure of all personal investments whether or not they may conflict with a client's investments
• C)disclosure of all conflicts to clients and prospects
• D)reasonable inquiry into a client's financial situation
• E)All of the above are required under the CFA Institute standards.

Distinguish between overt and covert power.

Analyze the impact of using different types of power in organizational settings.

Understand how legitimate power is derived and operates within public organizations.

Apply knowledge of power dynamics to devise strategies for solving problems in organizational contexts.

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Definitions:

Virtual Meetings

Online gatherings facilitated by digital platforms, allowing participants to communicate and collaborate from different locations via the internet.

Selective Listening

Listening to only part of what a speaker is saying; ignoring the parts one doesn’t agree with or find interesting.

Nonverbal Communications

The transmission of information or messages without the use of words, which can include facial expressions, body language, and gestures.

Workplace Communication

The exchange of information and ideas, both verbal and non-verbal, within an organizational setting.