Which of the Following Is Not Required Under the CFA

question 39

Multiple Choice

Which of the following is not required under the CFA Institute Standards of Professional Conduct?

• A)knowledge of all applicable laws, rules and regulations
• B)disclosure of all personal investments whether or not they may conflict with a client's investments
• C)disclosure of all conflicts to clients and prospects
• D)reasonable inquiry into a client's financial situation
• E)All of the above are required under the CFA Institute standards.

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Definitions:

Core Competency

A defining skill or advantage that distinguishes an organization from its competitors.

Strategy Implementation

The execution phase of strategic management, wherein planned strategies are put into action to achieve organizational objectives.

Competitors

Entities or businesses that vie for the same market share within an industry by offering similar or alternative products or services.

World Trade Organization

An international organization that regulates trade between nations, aiming to ensure smooth, predictable, and free trade flows.