Intermediaries Who Are Agents of Investors and Match Buyers with Sellers

question 90

Multiple Choice

Intermediaries who are agents of investors and match buyers with sellers of securities are called

• A) investment bankers.
• B) traders.
• C) brokers.
• D) dealers.
• E) none of the above.

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Definitions:

Civil Rights

The rights of citizens to political and social freedom and equality, often protected by law against discrimination and unfair treatment.

Civil Liberties

Fundamental rights and freedoms protected by the Constitution, such as freedom of speech, privacy, and equal protection under the law.

Bill of Rights

The first ten amendments to the United States Constitution, guaranteeing specific freedoms and rights to American citizens.

Barron v. Baltimore

A landmark Supreme Court case in 1833 which established the principle that the Bill of Rights applied only to the federal government, not to the states.