Broker-Dealers Must Ensure That Aggregated Indebtedness Is Not Less Than

question 125

Multiple Choice

Broker-dealers must ensure that aggregated indebtedness is not less than

• A)15 times larger than liquid assets.
• B)15 times larger than equity.
• C)25 percent of net worth.
• D)2 percent of equity.

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Definitions:

Kirkpatrick Model Of Evaluation

A framework for evaluating training programs, consisting of four levels: Reaction, Learning, Behavior, and Results.

Four Levels Of Evaluation

Refers to a framework developed by Donald Kirkpatrick for assessing training programs, which includes reactions, learning, behavior, and results.

Pre-Post Design

A research method that involves measuring certain variables before and after an intervention to assess the changes that occur as a result of the intervention.

Control Group

In experimental research, a group of subjects that does not receive the treatment being tested, used as a benchmark to measure the effect of the treatment.