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The Capital Requirements for Broker-Dealers Include a Net Worth Market

question 27

True/False

The capital requirements for broker-dealers include a net worth market value to assets ratio of at least 2 percent.


Definitions:

Central

Pertaining to the most important or primary component in a system or concept.

Peripheral

Relating to or situated on the edge or periphery of something, often indicating a boundary or outside limit.

Peripheral Route

In the Elaboration Likelihood Model of persuasion, a way of processing information that does not involve deep thinking and focuses on superficial cues.

Central Route

Part of the Elaboration Likelihood Model of persuasion, it involves thoughtful consideration of the arguments presented.

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