Examlex
Readers can become confused when you switch from tense to tense when describing the same research results.
Due Diligence Defense
A legal defense used in securities law where the accused party argues they conducted a comprehensive and reasonable investigation prior to an alleged wrongdoing.
Private Placement Exemption
A regulatory exception that allows companies to sell securities directly to a limited number of qualified investors without the need for a public offer.
SEC
The Securities and Exchange Commission, a U.S. federal agency responsible for enforcing federal securities laws and regulating the securities industry.
Registration
The act of officially recording or enrolling someone or something with a specific authority or database, often required for legal recognition or protection.
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