Which of the Following Is Not Required Under the CFA

question 62

Multiple Choice

Which of the following is not required under the CFA Institute Standards of Professional Conduct?

• A) Knowledge of all applicable laws, rules, and regulations
• B) Disclosure of all personal investments, whether or not they may conflict with a client's investments
• C) Disclosure of all conflicts to clients and prospects
• D) Reasonable inquiry into a client's financial situation
• E) All of the options are required under the CFA Institute standards.

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Definitions:

Physical Height

The measurement of an individual from the base of the feet to the top of the head when standing upright.

Peer Popularity

the degree to which an individual is liked or accepted by their peer group.

Causal Impact

entails the effect that one variable has on another, establishing a cause-and-effect relationship between the two.

Observable Evidence

Information or data that can be perceived or noticed using the senses or scientific instruments.