The Confirmation Process May Be Performed Using A(n) A)Option a
B)Option B
C)Option C
D)Option D

question 36

Multiple Choice

The confirmation process may be performed using a(n) : $\begin{array}{c}& \text { Paper form} & \text { electronic form} \\\text { A) } & \text { Yes } & \text { Yes } \\\text { B) } & \text { Yes } & \text { No } \\\text { C) } & \text { No } & \text { Yes } \\\text { D) } & \text { No } & \text { No }\end{array}$

• A)Option A
• B)Option B
• C)Option C
• D)Option D

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Definitions:

Investment Contracts

Financial contracts that typically denote a type of investment security, entitling the investor to specific returns.

Securities Exchange Act

A U.S. law enacted in 1934 to govern the trading of securities, such as stocks and bonds, to protect investors against malpractice.

Securities Act

A U.S. law enacted in 1933 that requires transparency in the offer and sale of securities to protect investors from fraud.

Misappropriating Information

The act of taking information without permission, often confidential, and using it for personal gain or advantage.