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Which of the following are not enforceable under the AICPA Code of Professional Conduct?
SEC
U.S. Securities and Exchange Commission; a federal agency responsible for enforcing federal securities laws and regulating the securities industry, stock and options exchanges.
Securities Laws
Regulations and laws that govern the sale, purchase, and issuance of securities, aimed at protecting investors and ensuring fair and efficient markets.
1933 Act
The Securities Act of 1933, a U.S. law aimed at ensuring more transparency in financial statements so investors can make informed decisions about securities investments.
Regulatory Components
Elements or aspects of laws, regulations, or guidelines that impact how businesses and individuals must conduct themselves.
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