A Trading Floor Broker

question 88

Multiple Choice

A trading floor broker:

• A) is a NYSE member who trades on the floor for his or her personal account.
• B) executes orders on behalf of commission brokers in exchange for a fee.
• C) executes customers' orders in exchange for a commission.
• D) trades a limited number of securities and is obligated to maintain an orderly market for those securities.
• E) is any party who owns a NYSE trading license.

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