The Law That Requires That All New Issues Being Offered

question 53

Multiple Choice

The law that requires that all new issues being offered for public sale to be registered with the SEC is the:

• A) Securities Act of 1933.
• B) Securities Exchange Act of 1934.
• C) Maloney Act of 1936.
• D) Securities Investor Protection Act of 1970.

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Definitions:

Middle Ages

A period in European history from the fall of the Roman Empire in the 5th century to the beginning of the Renaissance in the 14th century.

Pedophilic Disorder

is a psychiatric disorder characterized by an adult's sexual attraction to prepubescent children.

Suicides

The act of intentionally causing one's own death, often as a result of mental health struggles such as depression.

Teenaged Males

Young males in their teenage years, a developmental period characterized by significant physical, emotional, and psychological changes.