Examlex
Systems that allow employees to access personal as well as business related information and functions are known as self service systems.
Securities Act of 1933
A U.S. law enacted to ensure greater transparency in financial statements and to reduce fraud and manipulation in the securities markets.
Prospectus
A formal legal document that provides details about an investment offering for sale to the public, often containing data about the company's operations, financial condition, and management.
SEC
The Securities and Exchange Commission, a U.S. federal agency responsible for enforcing federal securities laws and regulating the securities industry.
CFA Institute Standards
Ethical and professional guidelines set by the CFA Institute that provide a framework for the conduct of investment professionals.
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