A Company Must File a Registration Statement with the SEC

question 71

Multiple Choice

A company must file a registration statement with the SEC providing various financial and company information prior to selling new securities to the public.This registration statement does not need to be filed if the:

• A)issue is less than $50 million.
• B)securities are loans that mature in one year or less.
• C)issue is less than $2.5 million.
• D)securities are valued at less than $5 million and are being sold on the Internet.
• E)securities are loans that mature within nine months.

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Definitions:

Conditional Probabilities

The probability of an event occurring given that another event has already occurred.

Proper Sample Space

The set of all possible outcomes of a statistical experiment.

Intersection

In mathematics, the set containing all elements that are common to two or more sets.

Multiplication Law

A probability rule that states the probability of two events occurring together is the product of the probabilities of the events happening independently.