You Recently Contacted a Brokerage Firm and Purchased 100 Shares

question 19

Multiple Choice

You recently contacted a brokerage firm and purchased 100 shares of stock.The brokerage firm acquired the shares for you by making a deal with a floor broker who represented one of the stock issuer's shareholders.Given this,you know your purchase:

• A)was conducted in the secondary market.
• B)occurred over-the-counter.
• C)was for shares of a stock listed on NASDAQ.
• D)occurred on an ECN.
• E)involved the issuance of new shares.

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Definitions:

Laissez-faire

Laissez-faire is an economic doctrine or leadership style that promotes minimal to no government intervention in the free market, or a hands-off approach in management.

Big Five

A personality model identifying five major dimensions of human personality: openness, conscientiousness, extraversion, agreeableness, and neuroticism.

Personality Characteristics

Traits or qualities that define an individual’s distinctive characters, influencing their behaviors, thoughts, and emotions.

Emotional Stability

A personality trait that denotes the ability to remain calm and composed under stress or pressure.