Describe the Differences Between Securities Brokers and Securities Dealers

question 55

Essay

Describe the differences between securities brokers and securities dealers.

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Definitions:

Reasonable Care

The legal obligation to act with a degree of caution and concern for the safety of others that an ordinarily prudent person would use in similar circumstances.

Trespass To Land

An unlawful intrusion onto property owned by another, leading to potential legal action by the property owner.

Intentional Tort

A category of torts that involves harm caused on purpose by one person to another, as opposed to accidental harm.

Defenses To Negligence

Legal arguments used to counter a negligence claim, such as contributory negligence, assumption of risk, or comparative negligence.