Which of the Following Are Investment Intermediaries

question 36

Multiple Choice

Which of the following are investment intermediaries?

• A) Finance companies
• B) Mutual funds
• C) Pension funds
• D) All of the above
• E) Only A and B of the above

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Definitions:

Internal Control

Processes and procedures implemented by a company to ensure integrity of financial and accounting information, promote accountability, and prevent fraud.

Management Reports

Comprehensive analyses and summaries of financial and operational data, prepared for internal management use.

Inventory Reports

Detailed documents that track the quantity, location, and status of inventory items within a business, aiding in inventory management and control.

Audit Log

A chronological documentation that captures the detailed activities or changes within an application or system for review and compliance monitoring.