The Securities Acts of 1933 and 1934 Did Not

question 6

Multiple Choice

The Securities Acts of 1933 and 1934 did not

• A) regulate the activities of investment funds.
• B) require funds to register with the SEC.
• C) include antifraud rules covering the purchase and sale of fund shares.
• D) apply to investment funds.

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Definitions:

Real Estate Agent

A licensed professional who represents buyers or sellers in real estate transactions.

Articles of Incorporation

The primary legal document used to establish a corporation, outlining basic information such as the corporation's name, purpose, and structure.

Letters Patent

A method of incorporating used in some jurisdictions in Canada whereby the government grants recognition to the company as a separate legal entity.

Nova Scotia

A province in Canada known for its maritime heritage and coastal beauty.