Examlex

Solved

_____________ Is When a Broker Constantly Buys and Sells Securities

question 99

Multiple Choice

_____________ is when a broker constantly buys and sells securities from a client's portfolio in an effort to generate commissions.Rather than making decisions that are in the client's best interest, frequent commission-generating trades may be made by brokers with selfish motives.


Definitions:

Recall

The mental process of retrieving information from the past.

Preschooler

A child who is in the developmental stage between toddlerhood and school age, typically between the ages of 3 and 5 years.

Random In Nature

Events or processes that occur without a predictable pattern, often described by probability distributions.

Memory Skills

The ability to encode, store, and retrieve information over time.

Related Questions