____ Are Required to Maintain a Fair and Orderly Market

question 12

Multiple Choice

____ are required to maintain a fair and orderly market in the securities assigned to them on the New York Stock Exchange.

• A)Specialists
• B)Floor brokers
• C)Dealers
• D)Market-makers
• E)None of the above

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Definitions:

Employment Standards Legislation

Laws that define the rights and responsibilities of employees and employers, including minimum wage, working hours, and safety regulations.

Employee

describes an individual who works part-time or full-time under a contract of employment, contributing to the business in exchange for compensation.

Contractor

An individual or company that undertakes a contract to provide materials or labor to perform a service or do a job.

Canada Revenue Agency

The federal agency responsible for administering tax laws for the Government of Canada and for most provinces and territories.