Which One of the Following Is Not a Division of the SEC

question 38

Multiple Choice

Which one of the following is not a division of the SEC?

• A) The Division of Corporation Finance.
• B) The Division of Investment Management.
• C) The Division of Compliance Information.
• D) The Division of Enforcement.
• E) The Division of Trading and Markets.

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Definitions:

Consequential Damages

Damages that do not directly flow from an act but result as a secondary consequence, often relating to lost profits or revenue.

Public Policy

A system of laws, regulatory measures, courses of action, and funding priorities concerning a given topic promulgated by a governmental entity or its representatives.

Breach Of Warranty

The failure to fulfill the terms of a promise or guarantee made about the quality or durability of a product or service.

Strict Liability In Tort

A legal doctrine that holds an individual or entity liable for damages and loss, regardless of fault, in certain types of hazardous activities.