Which of the Following Is Not a Violation of the Sarbanes-Oxley

question 89

Multiple Choice

Which of the following is not a violation of the Sarbanes-Oxley Act (SOX) ? The management at Lasalle Investment group

• A)asked their auditors to make recommendations for the redesign of their information technology system and to aid in the implementation process.
• B)did not mention to auditors that the company had experienced material weaknesses in the company's internal control systems during the past year.
• C)selected the company's CEO to chair the audit committee.
• D)hired the manager from the external audit team as company CFO twelve months after the manager had worked on the audit.

Apply the concept of conditional probability to determine specific probabilities.

Identify and analyze the components of a sentence's structure.

Recognize and utilize the concepts of subjects and verbs in sentence construction.

Enhance grammatical accuracy in identifying subjects and verbs in complex sentences.

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Definitions:

Common Shares

Equity securities that represent ownership in a corporation, providing voting rights and a share in the company's profits through dividends.

Doctrine of Ultra Vires

A legal principle stating that acts done beyond the scope of power of a corporation or governmental entity are invalid or void.

Corporate Law

The body of laws, regulations, and practices that govern the formation and operation of corporations.

Dividend Tax Credit

A tax credit that investors can claim in many jurisdictions for taxes already paid by a corporation on the dividends it distributes to shareholders.