Match the Definition with the Correct Term

question 15

Short Answer

Match the definition with the correct term.
a. Expatriate
b. Resident
c. Nonresident alien
d. U.S. trade or business
e. Branch profits tax
f. Effectively connected income
-Rule that requires determination of the dividend equivalent amount.

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Definitions:

Rule 10b-5

A regulation under the U.S. Securities Exchange Act of 1934 that prohibits fraud, misrepresentation, and insider trading in the securities market.

Conflict of Interest

A situation in which a person or entity has competing interests or loyalties that could potentially influence the objectivity of their decisions.

Securities Broker

A professional intermediary who facilitates the purchase and sale of securities on behalf of clients.

Rule 504

A provision of Regulation D of the U.S. Securities and Exchange Commission that allows companies to freely sell up to $5 million of securities in a 12-month period without extensive registration.