Under the Dodd-Frank Act,the SEC Will Pay Financial Rewards To

question 24

Multiple Choice

Under the Dodd-Frank Act,the SEC will pay financial rewards to:

• A) Angry employees who act out of revenge against their employer
• B) The General Counsel who serves as a corporation's chief attorney
• C) Outside auditors who discover securities violations during the course of performing audit duties
• D) Internal auditors who provide information about altered or destroyed documents that otherwise would not have been discovered by the federal authorities

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Definitions:

Two-Way Format

A method of communication or interaction that involves active participation and exchange of information between two parties.

Key Information

Essential or crucial data or facts that are important for decision-making, understanding a situation, or solving a problem.

Identify And Reply

The process of recognizing a message or request and providing a corresponding response.

Body Language

Involves the use of physical behavior, expressions, and mannerisms to communicate nonverbally, often reflecting the speaker’s feelings and attitudes.