Restrictions on Trading Involving Insider Information Apply to _________

question 13

Multiple Choice

Restrictions on trading involving insider information apply to _________.
I.corporate officers and directors
II.major stockholders
III.relatives of corporate directors and officers

• A) I only
• B) I and II only
• C) II and III only
• D) I, II, and III.

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Definitions:

Conflict

A situation or process resulting from the perceived or actual opposition of needs, values, and interests between people.

Individual

A single human being distinct from a group, class, or family.

Manifest Conflict

Open and observable conflicts or disagreements between individuals or groups within an organization.

Antecedents

Refers to events or conditions that precede and influence the occurrence of certain behaviors or outcomes.