Which of the Following Securities/investment Acts Regulates the Sale of Mutual

question 121

Multiple Choice

Which of the following securities/investment acts regulates the sale of mutual fund shares?

• A)The Securities Act of 1933
• B)the Securities and Exchange Act of 1934
• C)The Investment Company Act of 1940
• D)The Sarbanes-Oxley Act of 2002
• E)The Securities and Protection Act of 1970

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