Which of the Following Is Not One of the Major

question 5

Multiple Choice

Which of the following is not one of the major factors the OSC uses to determine whether or not a document is really a security?

• A)Whether the promoter raises money and leads the investor to expect a profit.
• B)Whether there is risk involved.
• C)Whether the investor has any control over how the money is spent.
• D)Whether the investor is led to expect any additional pecuniary benefits.

---

Definitions:

Damages

Monetary compensation awarded to a party in a legal proceeding for loss or injury.

Prove

To demonstrate the truth or existence of something through evidence or argument.

Undue Influence

Improper or unlawful pressure exerted on a person, compelling them to act against their will or to give up a legal right.

Dependent Party

An individual or entity that relies on another for support, often used in legal contexts to determine responsibilities or benefits.