In Determining Whether a Security Exists, the OSC Looks At

question 64

Multiple Choice

In determining whether a security exists, the OSC looks at:

• A)whether the promoter raises money and leads the investor to expect a profit.
• B)whether the investor has any control on how the money is spent.
• C)whether there is risk involved.
• D)all of the above.

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Definitions:

Vertical Integration

A company's expansion by moving along its supply chain to control both production and distribution elements.

Leadership

The action of leading a group of people or an organization, or the ability to do this through vision, influence, and facilitating progress.

Enabling Process

The creation and implementation of processes that empower individuals or teams to achieve their goals effectively.

Solitary Work Activity

Tasks or jobs that are performed alone without interaction or collaboration with others.