Failure to Mitigate an Actual Conflict of Interest Would Violate

question 104

Multiple Choice

Failure to mitigate an actual conflict of interest would violate which ethical standard of conduct?

• A)Credibility
• B)Integrity
• C)Competency
• D)Confidentiality

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Definitions:

Broad Portfolio

An investment strategy involving a wide range of assets to diversify risk.

Long-Term Investors

Individuals or entities that invest in assets with the expectation of holding them for an extended period.

Steady Rate

A constant pace or level of progress, maintaining uniformity over a specified time without abrupt changes or fluctuations.

Short-Term Investors

Individuals or entities that purchase assets with the intention of holding them for a brief period, typically less than a year, to profit from short-term price movements.