When Implementing Agreed-Upon Recommendations in the SOA, the Financial Planner

question 27

Multiple Choice

When implementing agreed-upon recommendations in the SOA, the financial planner:

• A) must obtain the signature and consent of the client prior to implementation.
• B) must ensure the client fully understands the contents of the SOA and that the implementation of the recommendations are in the clients and planners shared interests.
• C) both a and b.
• D) is unlikely at this point to indicate clearly the responsibilities of each party or a time line for implementation.

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Definitions:

Sex-Linked

A characteristic, such as a genetic disorder, that is determined by genes located on the sex chromosomes, typically the X or Y chromosome.

Disorders

Conditions or ailments that disrupt normal physiological or psychological functions.

Males

Refers to the biological and physiological characteristics that define humans as male.

Genetics

The branch of biology that studies genes, heredity, and variation in living organisms, explaining how traits are passed from parents to offspring.