In Securities Law,which of the Following Is (Are)true

question 31

Multiple Choice

In securities law,which of the following is (are) true?

• A)ignorance is no defense
• B)security regulators may alter your investment agreement to the benefit of the investors
• C)Securities Act of 1933 gives the SEC broad civil procedures to use in enforcement
• D)Securities Act of 1933 gives the SEC some criminal procedures to use in enforcement
• E)a,b,and c above
• F)a,b,c,and d above

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Definitions:

In Season

Refers to the time of year when certain goods, particularly agricultural products, are readily available and at their peak quality.

Demand

How much of a good or service people are inclined and have the means to buy, spanning a range of prices, during a designated timeframe.