Examlex
The basic types of "transaction" exemptions for registration with the SEC are:
Top-level Executives
Senior personnel in a company who are responsible for making major corporate decisions, shaping policies, and setting strategic goals.
Retirement Benefit
These are the financial supports or compensations, such as pensions or health insurances, provided to employees after they retire from service.
Complementary Skills
Abilities or expertise in different areas that, when combined, enhance the effectiveness or performance of a team or individual.
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