Which One of the Following SEC Registration Exemptions Has a Financing

question 71

Multiple Choice

Which one of the following SEC registration exemptions has a financing limit in a 12-month period and permits a maximum of 35 unaccredited investors?

• A) Section 42)
• B) Reg D: Rule 504
• C) Reg D: Rule 505
• D) Reg D: Rule 506
• E) Regulation A

---

Definitions:

Causal Argument

An argument that claims something is (or is not) the cause of something else.

First Cause

A philosophical concept referring to the initial cause of a chain of events, often discussed in the context of the origin of the universe.

Controlled Experiment

An experiment in which all variables are kept constant except for the independent variable(s).

Control Group

In experimental research, a group of subjects that does not receive the experimental treatment and is used as a benchmark to measure the effects of the treatment.