The Primary Exemption from the Prohibition of Resale of Unregistered

question 72

Multiple Choice

The primary exemption from the prohibition of resale of unregistered securities including, but not limited to, securities safely harbored in Rules 505 and 506 offerings) is:

• A) Rule 111
• B) Rule 122
• C) Rule 133
• D) Rule 144
• E) Rule 147

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Definitions:

Indian Lands

Territories inhabited or historically owned by indigenous peoples of the Americas prior to European colonization and often the subject of conflict and negotiation thereafter.

Late Nineteenth Century

Refers to the period from around 1870 to 1900, marked by significant industrial, social, and political changes worldwide.

Great American Desert

A term used in the 19th century to describe the arid region of the United States Great Plains, wrongly perceived as unfit for agriculture.

Peace Policy Era

A period in United States history during which the federal government attempted to reshape its interactions with Native American tribes through negotiation and treaties, aiming for peaceful coexistence and assimilation, most notably during President Ulysses S. Grant's administration.